Director of Compliance

Company Name:
ACG Resources/Adams Consulting Group, LLC
Job Title: Director of Compliance Community Bank NYC
Department: Compliance
Reports To: Chief Risk Officer

Oversee adherence of establishment's policies and procedures to federal and state laws
and regulations by performing the following duties.
ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties
may be assigned.
Examine establishment policies, procedures, and practices to ensure compliance
with laws and regulations.
Stay abreast of changes to federal and state banking laws and regulations affecting
the management, operations, and product offerings of the establishment.
Coordinate with legal counsel and operating departments to ensure adherence to
laws and regulations relating to new or revised products and services offerings.
Oversee the revision, preparation, and dissemination of new and updated
compliance standards and procedures.
Coordinates, supervise, and support establishment's compliance-related programs,
such as compliance training, compliance testing and reporting, disaster recovery,
contingency planning, and records warehousing and destruction.
Arrange compliance audits and inform the Board of Directors and Board
Committee of audit results.
Inform and advise management of conditions and status of establishment
adherence to laws and regulations.
Consult with and advise operating units and managers affected by compliance
issues and regulatory requirements.
Participate in briefing and updating management and staff on BSA compliance
issues.
Supervise the Compliance Officer.

EDUCATION and/or EXPERIENCE
Bachelor's degree (B. A.) from four-year College or university; 8- 10 years? experience

Don't Be Fooled

The fraudster will send a check to the victim who has accepted a job. The check can be for multiple reasons such as signing bonus, supplies, etc. The victim will be instructed to deposit the check and use the money for any of these reasons and then instructed to send the remaining funds to the fraudster. The check will bounce and the victim is left responsible.

More Jobs

Director of Student Services and Recreation Di...
Geneva, NY Geneva City Schools
Director of Service Strategies
Rochester, NY University of Rochester
Director of Business Development-- State Govt....
Albany, NY Virgo Inc
Surveillance Director, Corporate- Compliance
New York City, NY Jefferies
Director of Product Management EdTech NYC
New York City, NY Twenty Recruitment
Interim Director of Health, Physical Education...
Locust Valley, NY LOCUST VALLEY SCHOOLS